-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZxKrgkjUz79XDqA6QukwoPa5g04OmhO5GbisT2me8hHml6dli4YGa/aB8xWZQ2Z lzPGTXd8QZHFgYLJ4sfBdA== 0001065407-07-000665.txt : 20071106 0001065407-07-000665.hdr.sgml : 20071106 20071106120133 ACCESSION NUMBER: 0001065407-07-000665 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071106 DATE AS OF CHANGE: 20071106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GS FINANCIAL CORP CENTRAL INDEX KEY: 0001029630 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 721341014 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52711 FILM NUMBER: 071216652 BUSINESS ADDRESS: STREET 1: 3798 VETERANS MEMORIAL BLVD STREET 2: SECOND FLOOR CITY: METAIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 5044576220 MAIL ADDRESS: STREET 1: 3798 VETERANS MEMORIAL BLVD STREET 2: SECOND FLOOR CITY: METAIRIE STATE: LA ZIP: 70002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCOTT BRUCE A CENTRAL INDEX KEY: 0001200946 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 3798 VETERANS BLVD CITY: METAIRIE STATE: LA ZIP: 70002 SC 13D/A 1 sch13d.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* GS FINANCIAL CORP. ______________________________________________________________________________ (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE ______________________________________________________________________________ (Title of Class of Securities) 362274 10 2 ______________________________________________________________________________ (CUSIP Number) Bruce A. Scott GS Financial Corp. 3798 Veterans Memorial Boulevard Metairie, Louisiana 70002 (504) 457-6220 ______________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 15, 2007 ______________________________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages ____________________ * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 362274 10 2 13D/A Page 2 of 4 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Bruce A. Scott ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS* PF ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 7 SOLE VOTING POWER 44,406 NUMBER OF SHARES __________________________________________________________ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON WITH 55,849 __________________________________________________________ 9 SOLE DISPOSITIVE POWER 44,406 __________________________________________________________ 10 SHARED DISPOSITIVE POWER 55,849 ______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,255 ______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ______________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 362274 10 2 13D/A Page 3 of 4 Pages AMENDMENT NO. 1 TO SCHEDULE 13D This Amendment No. 1 to Schedule 13D is filed by Bruce A. Scott ("Reporting Person"), as an amendment to the Statement on Schedule 13D (the "Statement") relating to the shares of common stock, par value $.01 per share ("Common Stock") of GS Financial Corp. (the "Issuer") filed with the Securities and Exchange Commission. The Statement is hereby amended as follows: Item 3. Source and Amount of Funds or Other Consideration. -------------------------------------------------- On October 15, 2007, options to acquire 85,962 shares of Common Stock previously granted to the Reporting Person under the Issuer's 1997 Stock Option Plan expired pursuant to their terms without being exercised. The Reporting Person beneficially owns 44,406 shares of Common Stock held directly, which includes 12,000 shares held in his individual retirement account ("IRA") and 35,849 shares of Common Stock held in his Employee Stock Ownership Plan ("ESOP") account in the Issuer's 401(k) Plan. The Reporting Person's spouse owns 15,000 shares of Common Stock directly. Also includes 2,500 shares held in a trust for the benefit of the Reporting Person's daughter for which he is trustee and 2,500 shares held directly by the Reporting Person's daughter; however, the Reporting Person disclaims beneficial ownership over such shares. All purchases by the Reporting Person were made with personal funds. Item 5. Interest in Securities of the Issuer. ------------------------------------- (a) The Reporting Person beneficially owns 100,255 shares of Common Stock which represents approximately 7.9% of the outstanding shares of Common Stock (based upon 1,264,453 shares issued and outstanding). (b) The Reporting Person has sole voting and dispositive power with respect to 44,406 shares of Common Stock which includes 12,000 shares of Common Stock held in his IRA. The Reporting Person has shared voting and dispositive power with respect to 15,000 shares of Common Stock held by his spouse; 35,849 shares of Common Stock held in his ESOP account in the Issuer's 401(k) Plan; 2,500 shares of Common Stock held in trust for the benefit of his daughter and 2,500 shares held directly by his daughter. (c) The Reporting Person had no other transactions in the Issuer's securities during the last 60 days. (d) Not Applicable. (e) Not Applicable. CUSIP No. 362274 10 2 13D/A Page 4 of 4 Pages Signatures After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Amendment No. 1 to Statement on Schedule 13D is true, complete and correct. /s/ Bruce A. Scott ----------------------------- Bruce A. Scott Date: November 5, 2007 -----END PRIVACY-ENHANCED MESSAGE-----